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热点栏目自选股数据中心行情中心资金流向模拟交易客户端

  券商人士跨界转型又增一例。

  4月23日,华恒生物披露变更公司董事会秘书的议案,原公司董事、副总经理及财务负责人樊义不再兼任董秘,新聘任邓先河为该公司董秘。

  值得一提的是,邓先河在加入华恒生物之前为广发证券发展研究中心化工组负责人、首席分析师。

  券商中国记者注意到,受市场环境变化与行业政策调整双重影响,证券行业人员转型趋势显著,将目光投向新的赛道,选择担任上市公司董秘、高管或加入考公队伍的现象明显增多。

  广发化工首席出任华恒生物董秘

  华恒生物最新聘任的董秘,是一位券商分析师。

  华恒生物相关董事会审议通过《关于变更公司董事会秘书的议案》,拟聘任邓先河担任公司董事会秘书,任期自本次董事会审议通过至第四届董事会任期届满之日止。

  公告披露的履历显示,邓先河,1989年生,研究生学历,已取得上海证券交易所科创板董事会秘书任职培训证明。曾任ExxonMobil产品部经理,兴业证券经济与金融研究院高级副总裁、化工组负责人,广发证券发展研究中心化工组负责人、首席分析师,现任华恒生物证券投资部总监。

  值得一提的是,邓先河在广发证券任职期间,对华恒生物的研究与推荐研报多达十余份,大幅加深了其对华恒生物的背景和发展历程以及前景的了解,也为其顺利“跳槽”到华恒生物打下了基础。

  分仓佣金下滑,分析师谋转型

  邓先河可谓分析师转型的一个典型案例。近年来,公募降费改革之下,卖方研究业务也面临挑战。

  今年4月初,2024年券商基金分仓佣金数据出炉。券商中国记者根据Wind数据统计,2024年券商揽入分仓佣金“蛋糕”为107亿元,较2023年的168亿元,降幅高达36%,相比于2021年的220亿元已然腰斩,属于2022年以来的三连降。

  “研究成为基金公司公募产品佣金分配的唯一出口,将会更加聚焦真正的研究价值体现。”一位券商研究人士对券商中国记者表示,公募基金管理人也从自身需求出发,选择研究能力强的券商,这意味着,券商未来的研究只会“更卷”,分析师之间竞争更加激烈。

  实际上,在邓先河之前,去年10月,安恒信息公告,在该公司董事长范渊的提名下,同意聘任李沐华为公司副总经理兼董事会秘书。

  履历显示,李沐华也是一位头部券商的分析师,他从2017年7月入职国泰君安证券,担任计算机行业分析师,并于2019年7月至2024年9月担任计算机行业首席分析师。依托李沐华在计算机行业多年的投研经验,最终获得安恒信息的青睐。

  除了上述案例,A股中还有我爱我家、至纯科技、海目星等多家上市公司的董秘均在过往具有分析师履历。

  券商人士转型加速

  券商中国记者根据东方财富Choice数据统计,截至4月20日,已披露2024年年报的26家上市券商中,有19家员工人数下滑,占比超七成。

  除了分析师谋求转型担任董秘,在过去IPO、再融资遇冷之下,券商投行人士因为天然靠近资本市场,谋求转型担任上市公司高管的现象比分析师更多。

  4月17日,润贝航科公告称,聘任于松松担任公司副总经理、财务总监。履历显示,于松松此前曾是国信证券投资银行事业部业务部门业务董事。

  同日,仙乐健康公告称,聘任刘若阳为公司副总经理、董事会秘书。其过去同样在券商投行工作,历任原国泰君安投资银行部高级经理,中金公司投资银行部执行总经理,摩根大通投资银行部执行董事、中国区基础设施与交通物流行业负责人。

  根据记者不完全统计,近半年来,至少有18名投行人士奔赴上市公司担任高管职务。他们大多为“80后”,来自中信证券、国泰君安、西部证券、民生证券、招商证券、平安证券、中信建投、浙商证券、国信证券等。记者注意到,部分人士此前在券商供职时就与“新东家”有过合作关系,比如前述的于松松是润贝航科IPO的签字保荐代表人。

  除向实体经济上市公司转型外,也有部分券商人士选择公务员赛道。近期,多地政府部门陆续披露公务员拟录用人员公示公告,其中不乏券商从业人员身影。

 

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